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Rawlings' Reps Respond to Mamaroneck Accusations

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In response to a recent Hamlethub article https://www.hamlethub.com/yonkers-new-york/village-of-mamaroneck-board-trustee-under-fire, representatives for Emmanuel Rawlings have submitted the following:



LEVY DAVIS & MAHER, LLP

ATTORNEYS AT LAW


39 Broadway, Suite 1920

New York, New York 10006


TELEPHONE: (212) 371-0033


SHELDON I. LEVY (1927-1999)

MALCOLM H. DAVIS FACSIMILE: (212) 371-0463

www.levydavis.com


Sender's Email Address:


DAMON R. MAHER

dmaher@levydavis.com


Hon. Sharon Torres, Mayor March 17, 2024


Mamaroneck Village Hall

123 Mamaroneck Avenue

Mamaroneck, NY 10643


Daniel E. Karson, Esq.

Chair, Mamaroneck Ethics Board


123 Mamaroneck Avenue

Mamaroneck, NY 10543


Re: Mamaroneck Village Ethics Board

Advisory Opinion 2024-1


Mayor Torres and Mr. Karson:


on behalf of Mamaroneck Village Trustee Emmanuel Rawlings, with regard to the

which was requested by the Mayor of the


ed and dated version, please provide me

the advisory opinion notes that two out of

” Please indicate by return email:


I write to you,

above-captioned, undated, and unsigned advisory opinion,


Village of Mamaroneck. If there is a contemporaneously sign

with a copy of the same by return email. At the top of page 7,

five Ethics Board members “...took no part in the vote on the opinion.

(1) whether either or both of them were present at, or took part in (remotely or otherwise), any

discussion(s) with anyone regarding this matter; and (2) their respective reasons for not voting or, if

applicable, for not participating in the matter at all. The stenographic record and all emails, texts, and

other correspondence, as well as handwritten notes relating to your inquiry, investigation, and opinion,


should be preserved indefinitely as they may be required in future proceedings.


Based on the available information, it appears that the Mayor exceeded her authority in requesting

an advisory opinion of the Ethics Board, which in turn exceeded its authority in rendering one. Section

21-16 of the Village Code of Ethics, specifically states that the request for, and a rendering of, an

advisory opinion applies to a request by a Trustee (or officer or employee or department head) for

advice relating to his/her own interests or actions as a governmental official. The Mayor is nota

Trustee’s supervisor and cannot request an advisory opinion regarding a Trustee. The proper method

for referring someone else’s conduct to the Ethics Board is a sworn complaint and formal hearing

with appropriate due process mechanisms, including but not limited to representation by counsel (often

paid by the municipality --- see more about that below). See Sections 21-13 and 21-14 of the Village


Code.

Mamaroneck Village Ethics Board

Page Two


The Ethics Board, thus, lacked the authorization to issue this advisory opinion, which is dispositive

in this case.


Furthermore, Section 21-17 of the Village Code of Ethics also provides that the publicly available

version of any advisory opinion would have to "contain such deletions as may be necessary to prevent

disclosure of [Trustee Rawlings'] identity", or otherwise be revised accordingly. In this case it would

likely have been impossible to release anything publicly in view of the prior publicity surrounding the

allegations. In light of Village Code Section 21-17's prohibition against the disclosure of Trustee

Rawlings’ identity, please substantiate the rationale for the Ethics Board's decision to publish the

advisory opinion, without redactions or deletions, by return email and identify all individuals that

authorized the publication and/or distribution of the advisory opinion in violation of the Village Code.

The very publication without deletions suggests a lack of good faith and may by itself nullify the opinion


and its findings.


Assuming you overcome the jurisdictional and procedural failings indicated above, a very high bar is

set for anyone trying to exclude a municipal legislator from a vote. Attached hereto is an outline drafted

by a recognized dean of the Governmental Ethics Bar in the State of New York, Attorney Steven G.

Leventhal, who presented CLE-accredited lectures to Westchester County employees and elected


officials during my time as a County Legislator. At page 4, he says:


“When a prohibited appearance of impropriety is found, the finding should have a rational

basis, and the board’s reasoning should be clear and convincing. Such a finding should be

reserved for the rare cases involving conduct that is contrary to public policy, and that raises the

specter of self-interest or partiality. It should not be found in cases where the improper

appearances are speculative or trivial.... In particular, boards should be restrained from

Jinding that a legislator was required to abstain from participating in a legislative matter because

the recusal of a legislator disenfranchises voters...[emphasis added]”


You would need to make several leaps of speculation and conjecture to find a real conflict here that

would bar one-fifth of the representatives duly elected by the people of the Village of Mamaroneck from

deliberating and voting on a matter of great importance to the voters. This is especially true for

residents who elected Trustee Rawlings, who grew up in low-income housing, and who wanted the first

Black man elected to this Village Board in two decades to represent them.


The advisory opinion as a whole is legally insufficient in its conclusory assumption of a conflict in

this situation. Nonetheless, I will highlight several examples of the flawed reasoning the Board


employed.


e From a lengthy career in the general civil practice of law, I know that landlords are satisfied,

more often than not, just to evict non-paying tenants and get a new, paying tenant in a unit

as soon as possible. Entering a money judgment against an evicted tenant, especially a

Mamaroneck Village Ethics Board

Page Three


low-income one, is usually an exercise in futility. If they couldn’t pay rent, they are highly

unlikely to have traceable, attachable, non-exempt income or assets from which to collect a

judgment. The long-time and well-known legal maxim is: “You can’t draw blood from a

stone.” Unpaid amounts are often written off, as a business decision, to avoid wasting time

and expense. The landlord’s lack of pursuit of funds after the eviction would not be unusual.

Yet, the Board here speculates that the landlord "presumably could still" pursue a repayment

action against a low-income tenant and relies on this speculative guesswork, absent any

supporting analysis, to find a reasonable appearance of a conflict of interest.


e The Board of Ethics found no outstanding judgment against Trustee Rawlings from the

eviction petition, no money judgment entered against Trustee Rawlings, and no collection

case or open action against Trustee Rawlings. In fact, "[t]he Ethics Board found, based on its

review of the court file and public records, and representations made by counsel to the

WHA, that Trustee Rawlings does not owe money to the WHA." It also found that

Trustee Rawlings was not even served with any papers in the eviction proceeding and had

moved out before the case was started, calling into question whether there was even personal

jurisdiction over him in that proceeding. The only basis given by the Board for the

recommendation to recuse is that a legal action was brought against his mother that resulted

in her eviction. See page 6. While noting that a contrary decision could be made "honestly

and persuasively," the Board of Ethics advisory opinion included no analysis, cited no case

law, does not state how the law applies to the facts (as no law was cited), referred to no

persuasive authority (such as NYS Attorney General published opinions), and identified no

governing authority to support its conclusory recommendation. This leads to the

unavoidable conclusion that the advisory opinion had no rational basis and, given the

absence of any reasoning for the recommendation, its reasoning was not clear and


convincing.


e On page 1 of its advisory opinion, the Board of Ethics notes that Trustee Rawlings’

participation would give a "reasonable appearance of a conflict of interest", while on page 5,

it finds that his participation would "cause an appearance of impropriety," both under

Village Code section 21-4(c)(1). A "conflict of interest" and some other form of "impropriety"

are different things, and precision in an opinion that would ultimately reflect on the

character of the accused person is important. The advisory opinion provides no clarification

about this inconsistency.


Further, I note the irony of the situation and the cruel cynicism of those who would seek to prevent

a duly elected official --- whose original “sin” is being part of a poor, rent-burdened family --- from

voting on a proposal to create more affordable housing in his community.


In view of all the above, the Ethics Board would be well-advised to withdraw the opinion. Whether it

does so or not, however, I feel quite confident in counseling Trustee Rawlings that your advisory

Mamaroneck Village Ethics Board

Page Four


opinion has no binding effect on his authority to participate fully in all deliberations relating to, and

votes on, affordable housing proposals for the Hunter Tier property. I will leave it to another day to

determine whether this inquiry was also a knowing or inadvertent part of an effort to threaten him with

the shame of airing his family’s personal struggles and personally identifying his mother publicly. Of

course, the papers in the eviction records are public records, as are those of the thousands of families

facing eviction in our region every year, but few are spotlighted in public as a means of shame and


intimidation.


Regarding speculation already brewing about who is paying his legal expenses, my drafting this

letter and counseling Trustee Rawlings thus far has been on a strictly pro bono basis. In the event

additional legal representation is needed, such as in litigation, and/or of retainer of co-counsel, the


Village may be responsible for Trustee Rawlings’ legal fees (up to 120% of the hourly rate charged by the

Village’s regular legal counsel), costs and disbursements. See Village Code Section 36-3.


All of my client's rights in this matter, at law and in equity, whether specifically set forth

hereinabove or not, are hereby expressly reserved.


Very truly yours,


binge Me Made


Damon R. Maher


cc: Trustee Nora Lucas

Trustee Leilani Yizar-Reid

Trustee Lou Young